What are gene patents and are they ethical?

What are gene patents and are they ethical?

The intersection of genetics, Intellectual Property (IP), and ethics forms a complex landscape where the concept of gene patents takes centre stage. Gene patents, a unique form of intellectual property protection, grant exclusive rights to individuals, organisations, or corporations over specific DNA sequences. Lasting for 20 years from the patent date, these rights often result in sole ownership of crucial genetic information. While this framework aims to stimulate innovation in genomics, it also raises profound ethical and accessibility questions within healthcare and scientific research.

What is a gene patent?

A gene patent is a distinct form IP protection that bestows exclusive rights upon the first entity, be it an individual, organisation, or corporation, to identify and sequence a particular DNA segment. Issued by the government, these patents grant the holder the authority to control the utilisation of the patented gene, both in commercial applications such as genetic testing services and non-commercial settings like research endeavours. Gene patents are typically valid for a period of 20 years from the date of the patent, this exclusivity often results in sole ownership of genetic testing for the patented genes by the respective companies or entities. This framework aims to incentivise innovation and investment in genomics while raising complex ethical and accessibility questions within the realm of healthcare and scientific research.

Do gene patents follow standard patent rules?

While the intricacies of gene patents may distinguish them from other patent types, they are bound by a common set of conditions to qualify for patentability. Like standard patents, gene patents must adhere to criteria such as novelty, non-obviousness, and utility. This alignment with standard patent rules underscores the shared foundation of principles governing intellectual property, even in the rapidly evolving landscape of genetic discoveries:


Novelty requires that the gene sequence is genuinely new and not previously disclosed.


A non-obviousness modification that ensures that the gene’s characteristics are not merely a straightforward extension of existing knowledge.

Capable of application

The gene must demonstrate practical utility, contributing to advancements in fields like medicine, agriculture, or industry.

Gene patenting in the EU vs US 

Gene patenting in the European Union (EU) and the United States shares a fundamental principle – both jurisdictions generally prohibit the patenting of native gene and protein sequences. However, exceptions exist, particularly when it comes to biological materials and identical gene, or protein sequences found in nature. In specific cases, these elements may be eligible for patent protection. Despite this common ground, the patentability requirements for gene and protein sequences differ between the EU and the US, creating a nuanced landscape for patentees and legal drafters. Navigating these disparities poses challenges, necessitating a keen understanding of the subtle variations in each region’s intellectual property laws. For stakeholders in the field of genetic innovation, awareness of these differences is crucial for formulating effective strategies to protect biological materials in both the EU and the US, ensuring a comprehensive approach to gene patenting across diverse regulatory frameworks.

Gene patents in the EU

Gene patents in the European Union (EU) are governed by Directive 98/44/EC and the European Patent Office (EPO) Guidelines, providing a framework for the patenting of biological material. In the EU, “biological material” is defined as containing genetic information and capable of self-reproduction, encompassing nucleotide sequences, full genes, cDNA, and fragments thereof. To be patentable under the Biotech Directive, the biological material must be new, involve an inventive step, and be industrially applicable. Notably, isolated or technologically produced biological material may be patented, even if it exists in nature. However, different rules apply to the patenting of human body-derived biological material. The simple discovery of a gene sequence is not patentable; instead, it must be isolated or purified from the natural environment, produced by a technical process (such as identification, purification, or classification), or discovered in nature with a revealed technical effect (e.g., for use in polypeptide production or gene therapy). Like all patents, gene patents in the EU must meet utility or application criteria, requiring a demonstrated practical use rather than mere identification of a protein’s structure.

Gene patenting in the US

Gene patenting in the United States differs significantly from the European Union, particularly in terms of biological material and genetic sequence patentability. Until 2013, the prevailing stance was that natural substances could be patented if “sufficiently isolated.” However, the landscape underwent a transformative shift with the landmark Myriad case in that year. The ruling concluded that simply isolating genes from an organism couldn’t be patented, as DNA was deemed a “product of nature,” lacking the creation of something genuinely new and useful. This decision marked a departure from previous practices, disallowing the exclusive right to isolate genes and create complementary DNA (cDNA). The Myriad decision had a sweeping impact, invalidating over 4,300 patented human genes and establishing a precedent that reshaped the scope and limitations of gene patenting in the United States.

Comparing US and EU gene patenting

While gene patenting regulations in the European Union (EU) and the United States diverge, certain parallels and distinctions shape the landscape in both regions. The Myriad decisions in the US and the EU’s Directive 98/44/EC outline contrasting approaches. In the US, Myriad decisions marked a significant shift, rendering genes isolated from organisms unpatentable as they were deemed products of nature. However, both jurisdictions permit the patenting of artificial DNA constructs or human-altered sequences. Notably, cDNA remains patentable in both the EU and the US, given its synthetic production. The Myriad rulings in the US do not impact method claims, allowing the patentability of gene manipulation methods. Despite these differences, both the EU and the US foster innovation by permitting the patenting of applications related to newly discovered or modified gene sequences and methods for manipulating genes. The nuanced interplay of regulations reflects a dynamic landscape that encourages advancements in genetic research and technology in both regions.

What does a gene patent provide?

A gene patent serves as a powerful tool, offering the patent holder substantial control over the commercial exploitation of human, plant, or animal genes. In the case of human genes, this control extends to encompassing the realms of diagnosis or therapy for various diseases. Essentially, the patent holder gains exclusive authority over the use and application of the patented gene in diverse commercial contexts. This exclusivity prevents others from utilising the patented gene to develop their own commercial products, whether those be genetic tests or pharmaceuticals. Importantly, a gene patent doesn’t impede others from researching the gene sequence. On the contrary, patenting the gene makes the information public, allowing anyone to access the disclosed data and embark on their own research initiatives. This delicate balance between exclusivity and openness encourages innovation while providing a framework for responsible and ethical advancement in the field of genetics.

Should gene patents be allowed?  

The question of whether gene patents should be allowed remains a contentious and highly debated topic, fuelled by a complex interplay of ethical, legal, and scientific considerations. Advocates argue that gene patents incentivise innovation by providing a mechanism for companies and researchers to recoup the substantial investments required for genetic research and development. Patents, they argue, can spur advancements in diagnostics, therapies, and other applications, fostering progress in the field. On the flip side, critics assert that gene patents pose ethical challenges, potentially limiting access to vital genetic information and impeding scientific research. The controversy is epitomised by concerns over monopolies on essential genetic tests and the commercialisation of naturally occurring genes. The Myriad case in the US, where patents on isolated genes were invalidated, reflects the ongoing struggle to strike a balance between fostering innovation and ensuring equitable access to genetic information. As the field of genomics continues to evolve, the question of whether to permit gene patents raises fundamental questions about the intersection of commerce, ethics, and the pursuit of scientific knowledge.

The benefits of gene patents

Gene patents offer several benefits, particularly in incentivising innovation and supporting the financial viability of genetic research and development. Before being granted a patent, gene sequences must prove their utility, demonstrating a practical application. This demonstrated utility becomes a pivotal point for securing funding for further research and development. In certain areas, this financial support can lead to the discovery and development of new life-saving treatments. Moreover, gene patents serve as a protective mechanism for companies that invest substantial resources in researching the applications of specific gene sequences. The patent provides a legal framework that safeguards their investment, enabling them to potentially recoup costs in a commercial setting down the line. It’s crucial to note that having a gene patent doesn’t equate to unrestricted freedom for the patent holder; government bodies retain the authority to intervene and override patents if they deem it essential for the public good, ensuring a balance between private interests and public welfare.

The downsides of gene patents

The downsides of gene patents are marked by ethical quandaries, particularly concerning whether companies should possess legal rights over genes that naturally occur in humans. The notion of owning a piece of the human genome raises fundamental questions about the ethical limits of commercialising aspects of life. Additionally, gene patents can stifle competition by preventing other companies from using the patented gene to develop alternative commercial solutions. This limitation on options may result in a monopoly, potentially driving up the costs of the end-product without the checks and balances of market competition. Beyond economic concerns, there are profound ethical implications regarding the potential withholding of patents. This becomes especially poignant when individuals suffering from genetic conditions could benefit from a broader range of solutions. The tension between proprietary interests and the collective welfare of those in need raises complex ethical dilemmas surrounding access to genetic information and the pursuit of medical advancements for the greater good.

Concerns about gene patents

Concerns about gene patents centre around their potential to hinder scientific research and medical advancements. There is a prevailing fear that the exclusive rights granted by patents may impede or delay the discovery and development of crucial diagnostics and therapeutics. This concern arises from the prospect that the restrictive nature of gene patents could limit access to essential genetic information, hindering collaborative efforts and creating barriers to scientific progress. Striking a delicate balance between intellectual property protection and the broader goal of advancing scientific and medical knowledge becomes a pressing challenge. Critics worry that an overemphasis on proprietary interests might impede the free exchange of information and collaborative research, slowing down the pace of innovation in genomics and potentially restricting the development of ground-breaking treatments and technologies. This ongoing tension underscores the need for a nuanced approach to gene patenting that fosters innovation while ensuring that scientific and medical knowledge remains a shared resource for the benefit of society as a whole.


As the debate surrounding gene patents persists, it becomes evident that the landscape is shrouded in uncertainty. The impact of gene patents on research and development remains incompletely understood, with lingering questions about whether they serve as catalysts or impediments to scientific progress. The nuanced relationship between patents and the development of commercial products further adds to this ambiguity. While acknowledging the vital role patents play in attracting venture and risk capital in the biotechnology sector, the overall influence on motivating academic researchers remains unclear and warrants deeper scrutiny. As we navigate the ethical and legal intricacies of gene patents, the complex interplay between exclusivity and open collaboration underscores the need for ongoing dialogue, research, and reflection to shape a future where the benefits of genetic innovation are accessible, ethical, and conducive to the advancement of scientific knowledge for the collective good.

Protect your Intellectual Property interests with Minesoft

In the intricate landscape of gene patents, their ethical implications, and the divergent regulations across jurisdictions, it becomes clear that staying informed and strategically managing intellectual property is crucial. Monitoring patent information is a vital component of this process for both biotech and non-biotech businesses alike. However, without the right tools, this endeavour can be inefficient and yield lacklustre results. This is where Minesoft Origin steps in to empower your IP strategy. With comprehensive data and user-friendly features, Minesoft’s industry-leading AI-powered solution can streamline the patent search process, offering invaluable insights and ensuring a robust approach to protecting your intellectual property interests.

For companies seeking a competitive edge in the dynamic field of gene patents, leveraging Minesoft’s expertise is key. Reach out to our team of experts today to request a demo and unlock the full potential of your intellectual property strategy.

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